Risk Disclosures
This website provides a high-level overview of the asset management firm, its team, and investment strategies for informational purposes only and should not form the basis for any investment decision. It does not constitute an offer or a solicitation to buy, hold, or sell an interest in any fund formed to trade an investment strategy or any other portfolio or security. Any offer or solicitation can only be made by a final private placement memorandum or other disclosure document, which will only be provided to qualified offerees and should be carefully reviewed to gain an understanding of the investment terms and risk factors, among other things.
Regulatory Status
No advice as to securities. Ion Strategies offers no investment advice as to securities. As a result, it is not registered or required to be registered as an investment adviser in the United States with the Securities and Exchange Commission or any state.
Exempt CPO. While Ion Strategies may operate one or more commodity pools, it intends to rely on the CFTC Rule 4.13(a)(3) exemption from registration with the Commodity Futures Trading Commission (CFTC) as a commodity pool operator and at all times will meet (i) trading limitations, (ii) investor suitability requirements, and (iii) offering and marketing restrictions. Specifically, Ion Strategies does not market any fund as a vehicle for trading in commodity futures or commodity option markets.
Exempt CTA. Ion Strategies intends to rely on the self-executing CFTC Rule 4.14(a)(5) exemption from registration with CFTC as a commodity trading adviser under CFTC Rule 4.14(a)(5) since its commodity interest trading advice is directed solely to and for the exclusive use of one or more commodity pools for which it is so exempt.
Non-U.S. jurisdictions. All persons accessing website do so on their own initiative and are responsible for compliance with applicable local laws and regulations.
Certain investment strategy risk factors. PAST PERFORMANCE IS NOT NECESSARILY INDICATIVE OF FUTURE RESULTS. Risk factors associated with an investment strategy include, among other things: • The asset management firm is newly formed and has no or a limited operating history. • Investment performance depends largely on the skill of key personnel. • There can be no assurance an investment strategy will achieve its objective or that losses will be avoided. • An investment based on an investment strategy is highly speculative. Total loss of principal is possible. • The potential for greater returns comes with greater risk. • Markets can be highly volatile. • While leverage presents opportunities for increasing returns, it also may magnify losses. • Diversification does not eliminate risk. • There can be no assurance that risk management techniques or hedging strategies will be successful in reducing risk or cost-effective.
Forward-looking statements and opinions. This document contains “forward-looking statements;” results may materially differ. Potential investors should not unduly rely on projections or opinions, which may be based on incorrect assumptions. Statements made are the opinions of its author or the source cited.
No legal, tax or investment advice. Information provided by Ion Strategies is not intended to be, nor should it be construed as, investment, tax, or legal advice. It is not a recommendation to buy or sell an interest in cryptocurrencies, derivatives, or any other instrument.